Compliance Training
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Compliance Training

Compliance isn’t only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. It’s also about the positive impact a robust and ethical compliance program can have on a business or organization. In this course we will discuss why compliance is important – from the needs facing businesses in highly regulated industries to avoiding fines and penalties to preventing reputational and economic nightmares. You’ll be able to think about risk management in new ways and apply strategies to manage it.

  • Content

    • 1-Welcome to the Course
    • 2-Defining Compliance
    • 3-Making Rules Stick
    • 4-Knowing the Rules
    • 5-Obligations are Numerous Pervasive and Varied
    • 6-The Board of Directors Has a Fiduciary Duty
    • 7-Avoiding Reputational Harm.mp4
    • 8-The Indispensable and Positive Value of Compliance
    • 9-Compliance and Risk Management
    • 10-Risk Analysis
    • 11-Risk Tolerance
    • 12-Compliance Taken More Seriously by Enforcement Agencies
    • 13-Institutional Compliance v Compliance in Specific Subject Areas